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SECURITIES AND EXCHANGE COMMISSIONER 497 Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497Filing Date: 20211104SEC Accession No. 000072686521000547
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01
Visit the official website of the SEC database.
02
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03
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04
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05
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06
Submit the filled-out Form 497 to the designated SEC database.
Who needs form 497 - secdatabase?
01
Any entity or individual that is required by law to disclose certain information to the SEC.
02
This may include publicly traded companies, investment advisors, or other entities regulated by the SEC.
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What is form 497 - secdatabase?
Form 497 - secdatabase is a form filed with the Securities and Exchange Commission (SEC) that is used to report information about securities holdings by institutional investment managers.
Who is required to file form 497 - secdatabase?
Institutional investment managers with investment discretion over $100 million or more in securities are required to file form 497 - secdatabase.
How to fill out form 497 - secdatabase?
Form 497 - secdatabase can be filled out electronically through the SEC's EDGAR system. The form requires information about the institutional investment manager, the securities they hold, and other related details.
What is the purpose of form 497 - secdatabase?
The purpose of form 497 - secdatabase is to provide transparency and accountability in the securities markets by allowing the SEC and investors to track the holdings and activities of institutional investment managers.
What information must be reported on form 497 - secdatabase?
Form 497 - secdatabase requires information such as the name and address of the institutional investment manager, the total value of securities held, and details about specific securities holdings.
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