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SECURITIES AND EXCHANGE COMMISSIONER 4017G/A Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940 [amend]Filing Date: 20220722SEC Accession No. 000089418922004972
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What is fidelity bond rule 17g-1g?
Fidelity bond rule 17g-1g is a regulation that governs the reporting requirements for fidelity bonds in the securities industry.
Who is required to file fidelity bond rule 17g-1g?
Certain entities in the securities industry are required to file fidelity bond rule 17g-1g, including registered broker-dealers and investment advisors.
How to fill out fidelity bond rule 17g-1g?
Fidelity bond rule 17g-1g must be filled out by providing specific information about the fidelity bond coverage held by the reporting entity.
What is the purpose of fidelity bond rule 17g-1g?
The purpose of fidelity bond rule 17g-1g is to ensure that entities in the securities industry have adequate fidelity bond coverage to protect against employee dishonesty.
What information must be reported on fidelity bond rule 17g-1g?
Information such as the name of the insurance company providing coverage, the amount of coverage, and the effective dates of the policy must be reported on fidelity bond rule 17g-1g.
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