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SECURITIES AND EXCHANGE COMMISSIONER 497J Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497Filing Date: 20220503SEC Accession No. 000116204422000561
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What is 497j form - certification?
The 497j form - certification is a form used to certify compliance with certain requirements for qualified intermediary agreements under Section 1.1441-1(e)(5) of the IRS regulations.
Who is required to file 497j form - certification?
Any qualified intermediary (QI) that has entered into a qualified intermediary agreement with the IRS is required to file the 497j form - certification.
How to fill out 497j form - certification?
To fill out the 497j form - certification, the QI must provide the required information and certifications related to its compliance with the terms of the qualified intermediary agreement.
What is the purpose of 497j form - certification?
The purpose of the 497j form - certification is to ensure that qualified intermediaries are fulfilling their obligations under the qualified intermediary agreement and complying with IRS regulations.
What information must be reported on 497j form - certification?
The 497j form - certification requires information related to the QI's compliance with certain requirements specified in the qualified intermediary agreement, such as withholding and reporting duties.
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