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SECURITIES AND EXCHANGE COMMISSIONER 19B4E Information required of an SRO listing and trading in a new directive securities' product [Rule 19b4(e)]Filing Date: 20220427SEC Accession No. 999999999722002501

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How to fill out form 19b-4e - secgov

01

Obtain Form 19b-4e - secgov from the SEC website or by requesting a copy from the SEC office.

02

Read the instructions carefully to understand what information needs to be provided on the form.

03

Fill out the form accurately with the required details such as personal information, financial data, and any other requested information.

04

Review the completed form to ensure all information is accurate and legible.

05

Sign and date the form before submitting it to the SEC as per the instructions provided.

Who needs form 19b-4e - secgov?

01

Any regulated entity or individual who is required to report certain financial information to the SEC may need to fill out Form 19b-4e - secgov.

02

This form is specifically designed for reporting certain financial data and transactions to the SEC, so it is important for those entities or individuals that fall under the regulatory requirements to fill out this form.

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What is form 19b-4e - secgov?

Form 19b-4e - secgov is a form required by the Securities and Exchange Commission (SEC) for reporting changes in ownership of securities.

Who is required to file form 19b-4e - secgov?

Any entity or individual who has undergone a change in ownership of securities must file form 19b-4e - secgov.

How to fill out form 19b-4e - secgov?

Form 19b-4e - secgov can be filled out electronically through the SEC's EDGAR system or by submitting a paper form to the SEC.

What is the purpose of form 19b-4e - secgov?

The purpose of form 19b-4e - secgov is to provide transparency and accountability in the securities market by reporting changes in ownership.

What information must be reported on form 19b-4e - secgov?

Form 19b-4e - secgov requires the reporting of details such as the name of the security, the type of ownership change, the date of the transaction, and the amount of securities involved.

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