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Get the free GLOBALT Investments Form 13F-NT Filed 2020-11-09. Accession Number

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SECURITIES AND EXCHANGE COMMISSIONER 13FNT Initial quarterly Form 13F notice report filed by institutional managersFiling Date: 20201109 | Period of Report: 20200930 SEC Accession No. 000117266120002070
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How to fill out globalt investments form 13f-nt

01
Obtain a copy of Globalt Investments Form 13F-NT.
02
Fill out the required sections including the name of the institutional investment manager, address, and CIK number.
03
Provide information on the securities being reported including the name of the issuer, the class of securities, and the CUSIP number.
04
Indicate the investment manager's entity type and provide the date of the reporting period.
05
Sign and date the form before submitting it to the SEC.

Who needs globalt investments form 13f-nt?

01
Institutional investment managers are required to file Globalt Investments Form 13F-NT with the Securities and Exchange Commission.
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Form 13F-NT is a report that must be filed with the Securities and Exchange Commission (SEC) by institutional investment managers that have chosen not to report their beneficial ownership on Form 13F.
Institutional investment managers who have chosen not to report their beneficial ownership on Form 13F are required to file Form 13F-NT.
Form 13F-NT can be filled out electronically through the SEC's EDGAR system. The form requires information about the institutional investment manager and the securities they hold.
The purpose of Form 13F-NT is to provide the SEC and the public with information about the securities holdings of institutional investment managers who do not report their beneficial ownership on Form 13F.
Form 13F-NT requires the reporting of the name and address of the institutional investment manager, the type of institutional investment manager, and the list of securities holdings.
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