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FAC (UK) 2020Application for a Firms Auditing Certificate (UK) This form should be completed if you wish your firm to be registered by CCA to act as auditor under the Companies Act 2006. Please read
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How to fill out fca regulated activitiesfca

01
Identify which FCA regulated activities your business is involved in.
02
Register your business with the FCA and obtain the necessary permissions.
03
Complete the FCA regulated activities application form with accurate and up-to-date information.
04
Submit the application form along with any required documents to the FCA for review.
05
Comply with any additional regulatory requirements or guidance provided by the FCA.

Who needs fca regulated activitiesfca?

01
Financial services firms such as banks, investment firms, insurance companies, and financial advisors.
02
Any business or individual carrying out regulated activities in the UK.
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FCA regulated activities are financial activities that fall under the oversight of the Financial Conduct Authority in the UK.
Any entity or individual engaging in FCA regulated activities must file the necessary reports with the Financial Conduct Authority.
To fill out FCA regulated activities forms, one must provide detailed information about the financial activities being conducted and comply with FCA regulations.
The purpose of FCA regulated activities is to ensure financial entities operate in a transparent and compliant manner, protecting consumers and maintaining market integrity.
Information such as details of transactions, financial products offered, client information, and compliance with FCA rules must be reported on FCA regulated activities forms.
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