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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: TERRENCE GAVIN FINANCIAL SERVICES INC CRD Number: 133767Annual Amendment

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How to fill out iapd - investment adviser

01

Visit the IAPD website at www.investor.gov and click on the 'Investment Adviser Public Disclosure (IAPD)' link.

02

Select the 'Individual Firm/Individual' search option and enter the name or CRD number of the investment adviser.

03

Review the firm or individual's registration information, including their registration status, regulatory disclosures, and any disciplinary history.

04

If needed, sign up for an account to access additional information, such as a detailed investment adviser report.

Who needs iapd - investment adviser?

01

Individuals or entities looking to hire or work with an investment adviser may need to use the IAPD to research and verify the credentials of the adviser.

02

Regulatory authorities and industry professionals may also use IAPD to monitor and assess the compliance and transparency of investment advisers.

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What is iapd - investment adviser?

The Investment Adviser Public Disclosure (IAPD) is a database maintained by the U.S. Securities and Exchange Commission (SEC) that provides information about investment advisers, including their registration status, business practices, and disciplinary history.

Who is required to file iapd - investment adviser?

Investment advisers who manage client assets and provide advice about investing in securities are required to file through the IAPD. This typically includes firms that manage portfolios for clients, as well as financial planners offering investment advice.

How to fill out iapd - investment adviser?

To fill out the IAPD, investment advisers need to complete Form ADV, which consists of two parts: Part 1 requires information about the firm, its ownership, and its business practices, while Part 2 is a narrative brochure that describes services, fees, and other essential information for clients.

What is the purpose of iapd - investment adviser?

The purpose of the IAPD is to ensure transparency in the investment advisory industry and to provide investors with access to important information about investment advisers, allowing them to make informed decisions.

What information must be reported on iapd - investment adviser?

Investment advisers must report information including their business structure, ownership, services offered, fees charged, disciplinary history, conflicts of interest, and the qualifications of their personnel.

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