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RULE 15c212 FILING COVER SHEET This cover sheet is sent with all submissions to the Municipal Securities Rule making Board (the Nationally Recognized Municipal Securities Information Repository) and

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How to fill out rule 15c2-12 filing cover

01

Obtain a copy of the rule 15c2-12 filing cover form.

02

Complete all required fields on the form, including information about the issuer, underwriter, and any obligated person.

03

Include any necessary attachments, such as financial statements or official statements.

04

Review the completed form for accuracy and make any necessary corrections.

05

Submit the form to the appropriate regulatory authority by the deadline specified in the rule.

Who needs rule 15c2-12 filing cover?

01

Underwriters that are participating in a municipal securities offering.

02

Issuers of municipal securities or obligated persons that are subject to the rule.

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What is rule 15c2-12 filing cover?

Rule 15c2-12 filing cover is a document required by the SEC that contains information about municipal securities offerings.

Who is required to file rule 15c2-12 filing cover?

Underwriters, issuers, or obligated persons are required to file rule 15c2-12 filing cover.

How to fill out rule 15c2-12 filing cover?

Rule 15c2-12 filing cover should be filled out with accurate information about the municipal securities offering, including financial statements and material events.

What is the purpose of rule 15c2-12 filing cover?

The purpose of rule 15c2-12 filing cover is to provide transparency and protect investors in the municipal securities market.

What information must be reported on rule 15c2-12 filing cover?

Information such as the offering amount, interest rates, call provisions, and financial statements must be reported on rule 15c2-12 filing cover.

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