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SECURITIES AND EXCHANGE COMMISSION SEC FORM 17C (AS AMENDED) CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2 (c) THEREUNDER 1. September 27, 2023, Date of Report
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Obtain the necessary forms from the Securities and Exchange Commission (SEC) website or office.
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Any individual or organization that is engaged in the issuance, buying, selling, or trading of securities needs to comply with the regulations set forth by the Securities and Exchange Commission (SEC). This includes public companies, brokers, investment advisors, and other market participants.
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The Securities and Exchange Commission (SEC) is a government agency responsible for enforcing securities laws and regulating the securities industry in the United States.
Public companies, investment advisors, and certain other entities are required to file with the Securities and Exchange Commission.
To fill out the Securities and Exchange Commission filings, companies and entities must provide detailed financial and operational information as required by the SEC.
The purpose of the Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Information such as financial statements, business operations, executive compensation, and other relevant information must be reported on Securities and Exchange Commission filings.
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