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SUBPOENA AND CIVIL INVESTIGATIVE DEMAND IN RE INVESTIGATION OF: ESG Investment Practices TO:State Street Corporation, State Street Global Markets Attn: General Counsel State Street Financial Center
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Review the civil investigative demand carefully to understand the specific information requested.
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Who needs civil investigative demand?

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Civil investigative demand is typically needed by government agencies or regulatory bodies conducting an investigation into possible violations of laws or regulations.
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Companies or individuals under investigation may also receive civil investigative demands as part of the investigation process.
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A civil investigative demand is a formal request for information issued by a government agency during an investigation.
Government agencies or authorities are typically the ones required to file civil investigative demands.
Civil investigative demands can be filled out by providing the requested information in the prescribed format and submitting it to the relevant agency.
The purpose of a civil investigative demand is to gather information relevant to an investigation being conducted by a government agency.
The information required on a civil investigative demand may vary depending on the nature of the investigation, but typically includes details about the parties involved and the requested information.
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