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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: WOODLOT INVESTMENT COUNSEL, LLC CRD Number: 109779OtherThanAnnual Amendment
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Who needs 1 form adv and?
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Investment advisors registered with the Securities and Exchange Commission (SEC) need to fill out Form ADV
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What is 1 form adv and?
1 form adv is a form that investment advisers registered with the Securities and Exchange Commission (SEC) must file in order to register themselves with the commission.
Who is required to file 1 form adv and?
Investment advisers registered with the Securities and Exchange Commission (SEC) are required to file 1 form adv.
How to fill out 1 form adv and?
1 form adv can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
What is the purpose of 1 form adv and?
The purpose of 1 form adv is to provide the SEC and investors with key information about an investment adviser, including services offered, fees charged, and conflicts of interest.
What information must be reported on 1 form adv and?
Information that must be reported on 1 form adv includes assets under management, number of clients, types of clients, and any disciplinary history.
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