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Reset Print Securities and Futures Commission Supplement 10 ? Duties and Experience of Responsible Officer Specified under section 402 of the Securities and Futures Ordinance (Cap. 571) Name of Individual
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Securities and Futures Commission (SFC) is the regulatory body responsible for overseeing the securities and futures markets in Hong Kong.
Any individual or entity engaged in securities and futures trading in Hong Kong is required to file with the Securities and Futures Commission.
To fill out the securities and futures commission, one must complete the required forms and submit them to the SFC along with any supporting documentation.
The purpose of the Securities and Futures Commission is to regulate and supervise the securities and futures markets, ensure investor protection, and maintain market integrity.
The information typically required to be reported on a securities and futures commission filing includes details on trades, positions, and financial information.
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2013 Regulated Specified Supplement Securities Futures Ordinance

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