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SENT VIA EMAIL June 28, 2023, Notified Market Participant Corporate Legal Name Address Line 1. Address Line 2. City, Province, Postal Code. Dear Notified Market Participant Primary Contact: Re: Sol

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How to fill out market participant notification for

01

Access the market participant notification form online or request a physical copy.

02

Fill out the required information accurately, including company name, contact information, and details of the market participation.

03

Attach any supporting documents requested, such as proof of registration or license.

04

Review the form for completeness and accuracy before submission.

05

Submit the completed market participant notification form through the specified channels, whether online or through mail.

Who needs market participant notification for?

01

Market participants, such as businesses or individuals, who are required to inform regulatory authorities of their participation in the market.

02

Entities seeking to engage in trading, financial activities, or other regulated activities within the market.

03

Anyone who intends to operate within a specific market and is subject to notification requirements set by regulatory bodies.

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What is market participant notification for?

Market participant notification is used to inform regulatory authorities about changes in market participants' activities or status.

Who is required to file market participant notification for?

Market participants who are registered with regulatory authorities are required to file market participant notification.

How to fill out market participant notification for?

Market participant notification can typically be filled out online through the regulatory authorities' website, following specific instructions provided.

What is the purpose of market participant notification for?

The purpose of market participant notification is to ensure regulatory authorities are kept informed of changes that may impact market stability or transparency.

What information must be reported on market participant notification for?

Market participant notification usually includes information such as changes in ownership, financial status, and trading activities.

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