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Tower LimitedInsider Trading and Market Manipulation Policy November 202101. Introduction 1.1. This Policy sets out Tower Limited guidelines to provide transparency about expectations and requirements
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The extension of market integrity refers to a regulatory framework aimed at ensuring fair practices and the transparency of financial markets, including the oversight of trading activities to prevent manipulation and fraud.
Entities such as brokers, dealers, and other financial institutions involved in trading activities are required to file the extension of market integrity.
To fill out the extension of market integrity, organizations must complete the designated forms provided by the regulatory authority, ensuring that all relevant information about trading activities, compliance procedures, and risk management practices are accurately reported.
The purpose of the extension of market integrity is to enhance market transparency, promote fair trading practices, and protect investors by ensuring compliance with established regulations.
Information such as trading volumes, transaction records, compliance measures, and any incidents of market manipulation or irregularities must be reported on the extension of market integrity.
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