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Required fields are shown with yellow backgrounds and asterisks. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 19b4Page 1 of * 24File No. * SR 2022 * 009Amendment No. (req. for Amendments
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What is form 19b-4 - part?
Form 19b-4 - part is a regulatory filing required by the SEC for certain securities transactions.
Who is required to file form 19b-4 - part?
Broker-dealers and securities firms are required to file form 19b-4 - part with the SEC.
How to fill out form 19b-4 - part?
Form 19b-4 - part must be completed electronically through the SEC's EDGAR system following the provided instructions.
What is the purpose of form 19b-4 - part?
The purpose of form 19b-4 - part is to provide the SEC with important information about securities transactions for regulatory purposes.
What information must be reported on form 19b-4 - part?
Form 19b-4 - part requires reporting of details regarding securities transactions, including parties involved and transaction specifics.
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