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ANNEX E BLACKENED AMENDMENTS TO NATIONAL INSTRUMENT 24102 CLEARING AGENCY REQUIREMENTS NATIONAL INSTRUMENT 24102 CLEARING AGENCY REQUIREMENTS Part 1 PART 1 DEFINITIONS, INTERPRETATION AND APPLICATION

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How to fill out ni 24-102 clearing agency

01

Gather all required documents and information such as business information, contact details, ownership structure, etc.

02

Complete the NI 24-102 Clearing Agency application form thoroughly and accurately.

03

Submit the completed application form along with any supporting documents to the appropriate regulatory authority.

04

Pay any required fees associated with the application process.

05

Await review and approval of the application by the regulatory authority.

Who needs ni 24-102 clearing agency?

01

Any entity that wishes to operate as a clearing agency in Canada needs to obtain NI 24-102 Clearing Agency approval.

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What is ni 24-102 clearing agency?

Ni 24-102 is a regulation that governs the operation of clearing agencies in the Canadian securities market.

Who is required to file ni 24-102 clearing agency?

Clearing agencies operating in Canada are required to file ni 24-102.

How to fill out ni 24-102 clearing agency?

Ni 24-102 clearing agency can be filled out electronically through the designated regulatory filing system.

What is the purpose of ni 24-102 clearing agency?

The purpose of ni 24-102 is to ensure the safe and efficient operation of clearing agencies in the securities market.

What information must be reported on ni 24-102 clearing agency?

Clearing agencies must report information related to their operations, risk management, and financial resources.

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