Get the free NOTICE OF FUND SUBSTITUTIONS - SEC.gov
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Name: ___Date:___Questions: 1. A customer\'s order total is $6.87. The customer gives you $10.32. What will the amount of the change be that you will give back? A. $4.25 B. $3.50 C. $3.45 D. $3.75
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How to fill out notice of fund substitutions
How to fill out notice of fund substitutions
01
Obtain the notice of fund substitutions form from the relevant financial institution.
02
Fill in your personal details such as name, address, and contact information.
03
Specify the fund you are substituting and the fund you are replacing it with.
04
Sign and date the form to confirm the fund substitutions.
05
Submit the completed form to the financial institution for processing.
Who needs notice of fund substitutions?
01
Investors who wish to make changes to their investment portfolio by substituting one fund for another.
02
Individuals who have specific investment goals and would like to reallocate their funds accordingly.
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