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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: CONVERGE EXECUTION SOLUTIONS LLC CRD Number: 35693OtherThanAnnual Amendment
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RIA stands for Registered Investment Adviser. It is an individual or firm that provides investment advice and is registered with the Securities and Exchange Commission or state securities authorities.
Registered Investment Advisers are required to file their account with the appropriate regulatory authorities.
Registered Investment Advisers should follow the guidelines provided by the regulatory authorities for filling out their account.
The purpose of the account for a Registered Investment Adviser is to provide accurate and up-to-date information about their business operations and financial condition.
Registered Investment Advisers must report information such as assets under management, fees charged, client base, and any disciplinary history.
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