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STEP 1 ENTER THE DISCLOSURE INFORMATIONReviewed May 26, 20201 of 52 of 5 Reviewed May 26, 2020Reviewed May 26, 20203 of 5STEP 2 VERIFY AND SUBMIT DISCLOSURE INFORMATION SAMPLE DISCLOSURE FORM NOT
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What is csa staff notice 51-364?
CSA staff notice 51-364 is a notice published by the Canadian Securities Administrators (CSA) that provides guidance on compliance and reporting requirements for securities firms.
Who is required to file csa staff notice 51-364?
Securities firms and individuals who are registered with the CSA are required to file CSA staff notice 51-364.
How to fill out csa staff notice 51-364?
CSA staff notice 51-364 can be filled out electronically through the filing system provided by the CSA. It requires reporting of specific information as outlined in the notice.
What is the purpose of csa staff notice 51-364?
The purpose of CSA staff notice 51-364 is to ensure that securities firms comply with regulatory requirements and provide the necessary information to the CSA for monitoring and oversight.
What information must be reported on csa staff notice 51-364?
The notice requires reporting of financial information, business activities, client interactions, and any other relevant data that may impact the firm's compliance with regulations.
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