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Chapter 13SROs, Marketplaces, Clearing Agencies and Trade Repositories13.2Marketplaces13.2.1360 Treasury Systems AG Application by 360 Treasury Systems AG for Exemption from Recognition as an Exchange
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How to fill out osc notice and request
How to fill out osc notice and request
01
Start by reading the instructions provided on the OSC notice and request form.
02
Fill out your personal information such as name, address, and contact details.
03
Provide details about the OSC case number and the specific information being requested.
04
Clearly state your reasons for requesting the information and any relevant supporting documentation.
05
Sign and date the form before submitting it to the appropriate contact at the OSC office.
Who needs osc notice and request?
01
Individuals who are involved in an ongoing OSC case and require specific information or documents related to the case.
02
Attorneys representing clients in an OSC case who need to request information on behalf of their clients.
03
Any other party with a legitimate interest in the information being sought through the OSC notice and request process.
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What is osc notice and request?
The OSC notice and request is a document required to be filed with the Ontario Securities Commission by certain market participants.
Who is required to file osc notice and request?
Market participants such as investment advisers, brokers, dealers, and other securities professionals are required to file an OSC notice and request.
How to fill out osc notice and request?
The OSC notice and request can be filled out online through the OSC's electronic filing system, providing all the required information and supporting documents.
What is the purpose of osc notice and request?
The purpose of the OSC notice and request is to notify the Ontario Securities Commission of certain activities or changes within the industry.
What information must be reported on osc notice and request?
Information such as changes in ownership, mergers, acquisitions, and certain financial transactions must be reported on the OSC notice and request.
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