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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: VECTOR CAPITAL, LLC CRD Number: 165855OtherThanAnnual Amendment All
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What is firm brochure form adv?
Form ADV is a form used by investment advisers to register with the SEC and state securities authorities. It consists of two parts, Part 1 and Part 2.
Who is required to file firm brochure form adv?
Registered investment advisers are required to file Form ADV with the SEC or state securities authorities.
How to fill out firm brochure form adv?
The Form ADV must be completed online through the Investment Adviser Registration Depository (IARD) system. It requires detailed information about the adviser's business, operations, and conflicts of interest.
What is the purpose of firm brochure form adv?
The purpose of Form ADV is to provide clients and potential clients with important information about an investment adviser, including services offered, fees charged, and disciplinary history.
What information must be reported on firm brochure form adv?
Information that must be reported on Form ADV includes the adviser's ownership, clients, employees, business practices, affiliations, and any disciplinary actions.
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