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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: THE OAK RIDGE FINANCIAL SERVICES GROUP, INC CRD Number: 42941Annual

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How to fill out form adv part 2a

01

Gather all necessary information including firm details, ownership structure, key employees, and assets under management.

02

Fill out the form electronically or in hard copy using the provided instructions.

03

Review the completed form for accuracy and completeness.

04

Submit the form to the SEC electronically through the IARD system or by mail.

Who needs form adv part 2a?

01

Registered investment advisers are required to fill out Form ADV Part 2A as part of their registration process with the SEC.

02

It is also used by advisers who are updating their registration information or making changes to their business operations.

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What is form adv part 2a?

Form ADV Part 2A is a form that registered investment advisors (RIAs) must file with the Securities and Exchange Commission (SEC) or state securities authorities.

Who is required to file form adv part 2a?

Registered investment advisors (RIAs) are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A must be completed by providing detailed information about the advisor's business practices, fees, conflicts of interest, disciplinary history, and other relevant information.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients and potential clients with important information about the advisor's business practices, allowing them to make informed decisions.

What information must be reported on form adv part 2a?

Form ADV Part 2A requires information about the advisor's business practices, fees, conflicts of interest, disciplinary history, and other relevant information.

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