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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: TRIDENT INVESTMENT MANAGEMENT, LLC CRD Number: 159185SEC ERA Final All
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What is crd number 159185?
CRD number 159185 refers to a specific identification number assigned to a financial professional or firm in the Central Registration Depository system.
Who is required to file crd number 159185?
Individuals or firms that are registered with the Financial Industry Regulatory Authority (FINRA) and need to maintain their licensing or compliance information.
How to fill out crd number 159185?
To fill out CRD number 159185, you must complete the necessary forms provided by FINRA and submit them according to the guidelines, which may include providing personal, employment, and financial disclosure information.
What is the purpose of crd number 159185?
The purpose of CRD number 159185 is to identify and track the registration and compliance status of financial professionals and firms.
What information must be reported on crd number 159185?
The information that must be reported includes personal identification details, employment history, disciplinary actions, and any other relevant financial disclosures.
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