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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: POPULAR SECURITIES, LLC CRD Number: 8096Annual Amendment All Sections

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How to fill out form adv part 2a

01

Begin by reviewing the instructions provided by the SEC on how to fill out Form ADV Part 2A.

02

Complete the general information section, including the name of the investment advisor, its address, contact information, and form method of organization.

03

Disclose any other business activities conducted by the investment advisor.

04

Provide information on the investment advisor's educational background and business affiliations.

05

Detail the types of clients the investment advisor serves and the investment strategies utilized.

06

Explain any fees charged by the investment advisor and any conflicts of interest that may arise.

07

Include any additional information required by the form, such as disciplinary information and financial information.

08

Review the completed form for accuracy and make any necessary corrections before submitting it to the SEC.

Who needs form adv part 2a?

01

Investment advisors registered with the Securities and Exchange Commission (SEC) need to fill out Form ADV Part 2A.

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What is form adv part 2a?

Form ADV Part 2A is a disclosure document that provides information about an investment advisor's services, fees, and potential conflicts of interest.

Who is required to file form adv part 2a?

Investment advisors registered with the Securities and Exchange Commission (SEC) are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A can be filled out online through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients with key information about an investment advisor to help them make informed decisions.

What information must be reported on form adv part 2a?

Form ADV Part 2A requires investment advisors to disclose information about their investment strategies, fees, disciplinary history, and conflicts of interest.

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