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SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPCheck this box if no longer subject to Section 16. Form 4 or Form 5
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Securities are investments such as stocks, bonds, options, or mutual funds that represent ownership in a company or entity.
Individuals or entities who hold securities and meet certain criteria are required to file reports with the appropriate regulatory bodies.
Securities filings can typically be completed electronically through designated platforms provided by regulatory agencies.
The purpose of securities filings is to provide transparency to investors and regulatory bodies, ensuring compliance with regulations and proper disclosure of information.
Information such as ownership stakes, financial performance, and potential conflicts of interest must be reported on securities filings.
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