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() Directors: Mr. LIM Was SAI Mr. Lee Long Chin Mr. Wong Was Kit Ms. Ho Peck Yoke PHILLIP SECURITIES (HK) LTD. EXCHANGE PARTICIPANT OF THE STOCK EXCHANGE OF HONG KONG LTD. ) 95 11 PHILLIP SECURITIES
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What is oatssuspensionform1doc?
Oatssuspensionform1doc is a form used for suspending OATS reporting requirements.
Who is required to file oatssuspensionform1doc?
Firms registered with FINRA are required to file oatssuspensionform1doc.
How to fill out oatssuspensionform1doc?
Oatssuspensionform1doc can be filled out electronically on the FINRA website.
What is the purpose of oatssuspensionform1doc?
The purpose of oatssuspensionform1doc is to temporarily suspend OATS reporting requirements.
What information must be reported on oatssuspensionform1doc?
Information such as firm name, CRD number, reason for suspension, and requested suspension period must be reported on oatssuspensionform1doc.
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