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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: SUNRISE INVESTMENTS HOLDINGS LIMITED CRD Number: 309074OtherThanAnnual

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How to fill out form adv filing

01

Step 1: Gather all necessary information and documents required for Form ADV filing.

02

Step 2: Access the Investment Adviser Registration Depository (IARD) system.

03

Step 3: Begin the Form ADV filing process by following the on-screen instructions.

04

Step 4: Complete each section of the form accurately and thoroughly.

05

Step 5: Review the completed form for accuracy and make any necessary corrections.

06

Step 6: Submit the Form ADV filing through the IARD system.

Who needs form adv filing?

01

Investment advisers who are registered with the Securities and Exchange Commission (SEC) must submit Form ADV filings.

02

State-registered investment advisers may also be required to file Form ADV with their respective state securities regulators.

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What is form adv filing?

Form ADV is a regulatory disclosure document that investment advisers must file with the Securities and Exchange Commission (SEC) or state securities regulators.

Who is required to file form adv filing?

Investment advisers who manage $25 million or more in assets must file Form ADV with the SEC. Those who manage less than $25 million may be required to file with state securities regulators.

How to fill out form adv filing?

Investment advisers can fill out Form ADV electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv filing?

The purpose of Form ADV filing is to provide important information about an investment adviser's business, operations, and conflicts of interest to regulators and clients.

What information must be reported on form adv filing?

Form ADV requires disclosure of an investment adviser's business practices, fees, conflicts of interest, disciplinary history, and other material information.

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