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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: APR IEM Advisers CRD Number: 108188OtherThanAnnual Amendment All Sections

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How to fill out form adv part 2a

01

Step 1: Provide your firm’s name, address, and contact information.

02

Step 2: Describe your firm’s ownership structure and registration information.

03

Step 3: Disclose any disciplinary history of your firm or its employees.

04

Step 4: Outline your firm’s investment strategies and any potential conflicts of interest.

05

Step 5: Provide information on your firm’s fees and compensation.

06

Step 6: Detail any other financial industry activities your firm is involved in.

07

Step 7: Review and update the form at least annually, or as needed.

Who needs form adv part 2a?

01

Investment advisers registered with the Securities and Exchange Commission (SEC) are required to complete Form ADV Part 2A.

02

This form is intended to provide clients with important information about the adviser's services, fees, investment strategies, and potential conflicts of interest.

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What is form adv part 2a?

Form ADV Part 2A is a disclosure document that registered investment advisers must provide to clients. It consists of important information about the adviser's business practices, conflicts of interest, fees, and disciplinary history.

Who is required to file form adv part 2a?

Registered investment advisers are required to file Form ADV Part 2A with the Securities and Exchange Commission (SEC) or state securities regulators.

How to fill out form adv part 2a?

To fill out Form ADV Part 2A, advisers need to provide detailed information about their business practices, fees, services offered, investment strategies, and conflicts of interest. They must also disclose any disciplinary history.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients with important information about their investment adviser so they can make informed decisions about the relationship.

What information must be reported on form adv part 2a?

Information that must be reported on Form ADV Part 2A includes the adviser's business practices, fees, services offered, investment strategies, conflicts of interest, and disciplinary history.

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