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Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10Q(Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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The Securities and Exchange Commission (SEC) is a regulatory body that oversees and enforces federal securities laws in the United States.
Publicly traded companies, investment firms, and certain individuals are required to file with the SEC.
Forms for filing with the SEC can be completed online through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
The purpose of the SEC is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Information such as financial statements, management discussion and analysis, and details about executive compensation must be reported on SEC filings.
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