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Appendix FORMAT OF INTERNAL AUDIT Reportage Trading Member ___ (Name of the member) is servicing ___ number of retails clients, ___ number of Institutional clients and also doing/ not doing proprietary

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Guidelines and format refer to the established protocols and structures for submitting specific information in a uniform way, often used in regulatory, financial, or reporting contexts.

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Entities or individuals that fall under the jurisdiction of the specific regulation or reporting requirement are obliged to file guidelines and format.

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The purpose of guidelines and format is to ensure consistency, clarity, and compliance in the submission of information, facilitating review and analysis.

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The information required typically includes identification details, financial data, operational metrics, and any additional specifics mandated by the governing body.