Get the free Form 19b-4 - nasdaq omx bx

OMB APPROVAL OMB Number: 3235-0045 Estimated average burden hours per response............38 Required fields are shown with yellow backgrounds and asterisks. SECURITIES AND EXCHANGE COMMISSION File

How to fill out form 19b-4 - nasdaq

How to fill out form 19b-4 - nasdaq:

1. Begin by reviewing the instructions provided by the NASDAQ exchange on their official website. These instructions will outline the specific requirements and guidelines for completing the form.
2. Gather all the necessary information and documents required to fill out the form. This may include details about the company or individual filing, relevant financial information, and any supporting documentation required.
3. Carefully read through each section of the form and provide accurate and complete information. Use the instructions provided to ensure you are providing the correct details in the appropriate spaces.
4. Pay close attention to any specific formatting or labeling requirements mentioned in the instructions. Failure to follow these guidelines may result in delays or rejection of the form.
5. After completing the form, double-check all the information provided to ensure accuracy. Review for any errors or missing information that may need to be corrected.
6. If applicable, sign and date the form as indicated. Follow any additional instructions for submission, such as mailing or electronic filing options.
7. Keep a copy of the completed form for your records.

Who needs form 19b-4 - nasdaq:

1. Companies planning to list their securities on the NASDAQ exchange may be required to fill out form 19b-4. This form serves as a formal notification to the exchange regarding certain corporate actions, such as changes in the company's capital structure, mergers, acquisitions, or any other important events that may impact the listed securities.
2. Issuers or individuals seeking to make changes to their listing on the NASDAQ exchange may also need to complete form 19b-4. This could include requesting a delisting from the exchange, seeking approval for significant changes to the securities or corporate structure, or other actions that require regulatory approval.
3. It is important to note that the specific instances when form 19b-4 is required may vary based on the rules and regulations set by the NASDAQ exchange. Therefore, it is recommended to consult with legal or financial professionals familiar with NASDAQ requirements to determine if form 19b-4 is necessary in a particular situation.

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