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This document is an unofficial consolidation of all amendments to National Instrument 31103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31103), effective as of July

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What is ni 31-103 and 31-103cp?

{ 'Ni 31-103 and 31-103cp are regulatory forms that must be filed by firms registered under the securities legislation in Canada.

Who is required to file ni 31-103 and 31-103cp?

{ 'Firms registered under the securities legislation in Canada are required to file ni 31-103 and 31-103cp.

How to fill out ni 31-103 and 31-103cp?

{ 'Ni 31-103 and 31-103cp can be filled out online through the national registration database or by submitting the required forms to the appropriate regulatory authority.

What is the purpose of ni 31-103 and 31-103cp?

{ 'The purpose of ni 31-103 and 31-103cp is to ensure that firms comply with regulatory requirements and provide accurate information to the regulatory authorities.

What information must be reported on ni 31-103 and 31-103cp?

{ 'Ni 31-103 and 31-103cp require firms to report information such as financial statements, client complaints, key personnel changes, and other relevant regulatory information.

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