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1 SHEPPARD, MULLEN, RICHTER & HAMPTON LLP A Limited Liability Partnership Including Professional Corporations 2 ORI KATZ, Cal. Bar No. 209561 3 J. BARRETT ARUM, Cal. Bar No. 228628 MATT R. LINGER,
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Professional investors are individuals or entities that are deemed to have a high level of investment knowledge and experience.
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Financial institutions and investment firms are required to file information about professional investors.
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The purpose of identifying professional investors is to ensure that they are provided with investment opportunities that match their level of expertise and risk tolerance.
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