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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: SHY Advisers, LLC CRD Number: 299888State ERA Final All Sections Rev.
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How to fill out filing - form adv

01
Obtain the Filing Form ADV from the SEC website or your firm's compliance department.
02
Fill out Part 1 of Form ADV which includes information about your firm, its ownership, assets under management, and any disciplinary history.
03
Fill out Part 2A of Form ADV which includes information about the services your firm offers, fees charged, and any conflicts of interest.
04
Fill out Part 2B of Form ADV which includes information about key personnel at your firm, their background, and any disciplinary history.
05
Review the completed form for accuracy and completeness before submitting it to the SEC.

Who needs filing - form adv?

01
Investment advisers registered with the Securities and Exchange Commission (SEC) are required to fill out Form ADV in order to provide information about their firm, services, fees, and potential conflicts of interest to clients and regulatory authorities.
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Filing Form ADV is a form filed with the U.S. Securities and Exchange Commission (SEC) by investment advisers.
Investment advisers who manage assets totaling more than $25 million are required to file Form ADV with the SEC.
Form ADV is typically filled out online through the Investment Adviser Registration Depository (IARD) system.
The purpose of filing Form ADV is to provide important information about the investment adviser to the SEC and clients.
Form ADV requires information such as business practices, conflicts of interest, disciplinary history, and more.
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