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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: LSP ADVISORY BVC RD Number: 281956SEC ERA Final All Sections Rev. 10/20173/27/2019

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How to fill out form adv part 3

01

Start by obtaining the Form ADV Part 3 from the Securities and Exchange Commission (SEC) website or your firm's compliance department.

02

Fill out the general information section which includes details about your firm's business activities, ownership structure, and assets under management.

03

Provide information about your firm's advisory services, fees charged, disciplinary history, and conflicts of interest in the relevant sections.

04

Complete the required disclosures and certifications accurately.

05

Review the form for accuracy and completeness before submitting it to the SEC.

Who needs form adv part 3?

01

Form ADV Part 3 is required to be filed by SEC-registered investment advisers who provide services to retail investors.

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What is form adv part 3?

Form ADV Part 3 is also known as Form CRS (Customer Relationship Summary) and is a disclosure document that investment advisers must provide to retail investors.

Who is required to file form adv part 3?

Investment advisers registered with the SEC or state securities regulators are required to file Form ADV Part 3.

How to fill out form adv part 3?

Form ADV Part 3 can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 3?

The purpose of Form ADV Part 3 is to provide retail investors with information about the investment adviser's services, fees, conflicts of interest, and disciplinary history.

What information must be reported on form adv part 3?

Form ADV Part 3 requires information about the adviser's services, fees, disciplinary history, conflicts of interest, and key personnel.

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