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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: FINANCIAL CONSULATE CRD Number: 106898OtherThanAnnual Amendment All

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How to fill out form adv part 3

01

Obtain Form ADV Part 3, also known as Form CRS, from the Securities and Exchange Commission website or your investment adviser.

02

Fill in the required information such as your firm's name, contact information, services offered, fees and compensation, and disciplinary history.

03

Describe your firm's investment advisory services in a clear and concise manner, including any conflicts of interest.

04

Provide information about your firm's key advisory personnel, their qualifications, and any disciplinary history.

05

Disclose any additional information required by the SEC, such as firm affiliations and regulatory assets under management.

06

Review the completed Form ADV Part 3 for accuracy and completeness before submitting it to the SEC.

Who needs form adv part 3?

01

Investment advisers who provide investment advisory services to retail investors need to fill out and file Form ADV Part 3, also known as Form CRS, with the Securities and Exchange Commission.

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What is form adv part 3?

Form ADV Part 3 is also known as Form CRS, which stands for Customer Relationship Summary. It is a disclosure document that registered investment advisers must provide to their retail clients.

Who is required to file form adv part 3?

Registered investment advisers who offer services to retail clients are required to file Form ADV Part 3.

How to fill out form adv part 3?

Form ADV Part 3 must be filled out by providing information about the adviser's services, fees, conflicts of interest, and disciplinary history in a clear and concise manner.

What is the purpose of form adv part 3?

The purpose of Form ADV Part 3 is to provide retail clients with important information about the investment adviser to help them make informed decisions about their investments.

What information must be reported on form adv part 3?

Form ADV Part 3 must include information about the adviser's services, fees, conflicts of interest, disciplinary history, and other material facts.

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