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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: GADSDEN Number: 291195Annual Amendment All Sections Rev. 10/20213/30/2022
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Broking services hands-on investing refers to actively managing investments on behalf of clients through a brokerage firm.
Financial advisors, investment managers, and other professionals who offer broking services hands-on investing are required to file.
To fill out broking services hands-on investing, professionals must report all investment activities, gains, losses, and client information.
The purpose of broking services hands-on investing is to provide clients with tailored investment strategies and actively manage their portfolios for optimal returns.
Information such as client details, investment transactions, portfolio performance, and fees charged must be reported on broking services hands-on investing.
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