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Speech Thomson Capital Group, Inc. Form ADV Part 2ABrochure225 S. Sixth Street, Suite 2575Minneapolis, MN55402612.338.4649www.stcapital.COSEC #80139816June 3, 2019This brochure provides information

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How to fill out stcg form adv part

01

Gather all necessary information such as firm's name, address, contact information, type of business, and ownership details.

02

Fill out Section 1 with general information about the firm and its activities.

03

Complete Section 2 with information about the firm's management structure and any disciplinary history.

04

Provide information on the firm's fees and compensation in Section 3.

05

Answer questions about the firm's participation in client referral programs in Section 4.

06

Include any additional information or disclosures in Section 5.

07

Review the form for accuracy and completeness before submitting it.

Who needs stcg form adv part?

01

Investment advisers registered with the Securities and Exchange Commission (SEC) are required to fill out Form ADV Part 2.

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What is stcg form adv part?

STCG Form ADV Part is a form that registered investment advisers must file with the Securities and Exchange Commission.

Who is required to file stcg form adv part?

Registered investment advisers are required to file STCG Form ADV Part.

How to fill out stcg form adv part?

STCG Form ADV Part can be filled out online through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of stcg form adv part?

The purpose of STCG Form ADV Part is to provide information about the investment adviser's business operations and disciplinary history.

What information must be reported on stcg form adv part?

Information such as assets under management, number of clients, fee schedule, and conflicts of interest must be reported on STCG Form ADV Part.

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