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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: GEOLOGIC RESOURCE PARTNERS LLC CRD Number: 139723SEC ERA Final, State

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How to fill out securities exempt from registration

01

Determine the type of exemption that applies to the securities being offered.

02

Prepare and file Form D with the Securities and Exchange Commission (SEC) within 15 days of the first sale of the securities.

03

Provide investors with a disclosure document that contains all necessary information about the offering.

04

Comply with any state-specific requirements for exempt securities offerings.

Who needs securities exempt from registration?

01

Companies looking to raise capital through private placements or Regulation D offerings.

02

Startups and small businesses seeking funding from accredited investors.

03

Issuers offering securities to a limited number of sophisticated investors.

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What is securities exempt from registration?

Securities exempt from registration are securities that are not required to go through the registration process with the Securities and Exchange Commission.

Who is required to file securities exempt from registration?

Entities or individuals who are offering or selling securities that are exempt from registration may still be required to file certain forms or notices with the SEC.

How to fill out securities exempt from registration?

To fill out securities exempt from registration, entities or individuals must complete the appropriate form or notice required by the SEC and provide the necessary information.

What is the purpose of securities exempt from registration?

The purpose of securities exempt from registration is to provide certain exemptions from the registration requirements under the securities laws, allowing for easier access to capital markets for businesses and investors.

What information must be reported on securities exempt from registration?

The information reported on securities exempt from registration may include details about the issuer, the securities being offered, the exemption being claimed, and any other relevant information required by the SEC.

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