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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: W. V. LEG FINANCIAL MANAGEMENT LLC CRD Number: 165372Annual Amendment
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How to fill out west virginia investment advisor

01
Obtain the necessary forms for registering as an investment advisor in West Virginia.
02
Fill out Form ADV Part 1, which includes information about your business, services offered, and any disciplinary history.
03
Complete Form ADV Part 2, which requires you to provide a brochure detailing your fees, investment strategies, and any conflicts of interest.
04
Submit the completed forms and any required fees to the West Virginia Securities Commission.
05
Wait for approval from the Commission before engaging in any investment advisory activities in West Virginia.

Who needs west virginia investment advisor?

01
Individuals or companies who wish to offer investment advice or manage assets for clients in West Virginia.
02
Anyone looking to comply with state regulations and provide financial services in the state.
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An investment advisor in West Virginia is a person or firm that is in the business of providing financial advice or investment recommendations to clients for a fee.
Any person or firm acting as an investment advisor in West Virginia is required to file with the state's securities regulator.
To fill out the West Virginia investment advisor form, the advisor must provide information about their business, services offered, fees charged, and any disciplinary history.
The purpose of the West Virginia investment advisor registration is to protect investors by ensuring that advisors meet certain regulatory requirements.
Information such as business details, services provided, fees charged, disciplinary history, and any conflicts of interest must be reported on the West Virginia investment advisor form.
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