Get the free Closure of Trading Window - Muthoot Capital Services Limited

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WITHOUT CAPITAL SERVICES LIMITED (CSL) IN: L67120KL1994PLC007726CODE OF CONDUCT TO REGULATE, MONITOR AND REPORT TRADING BY DESIGNATED PERSONS & CODE OF PRACTICES AND PROCEDURES FOR FAIR DISCLOSURE

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How to fill out closure of trading window

01

Obtain approval from compliance department before closing trading window.

02

Inform all employees and insiders about the closure of trading window.

03

Restrict insiders from trading securities during the closure period.

04

Ensure all necessary filings are made with regulatory bodies regarding the closure.

Who needs closure of trading window?

01

Publicly traded companies.

02

Insider employees, directors, and executives.

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What is closure of trading window?

The closure of trading window is a period during which insiders of a company are prohibited from trading in the company's securities.

Who is required to file closure of trading window?

The compliance team or the legal team of a company is usually responsible for filing the closure of trading window.

How to fill out closure of trading window?

The closure of trading window can be filled out by providing the required information such as the duration of the closure period and the reason for closure.

What is the purpose of closure of trading window?

The purpose of closure of trading window is to prevent insider trading and to ensure fairness in the market.

What information must be reported on closure of trading window?

The closure of trading window must include information such as the start and end dates of the closure period, the reason for closure, and any exemptions that may apply.

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