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Submission ID: P11252408 Submission Date: 2/7/2023 11:26 PM Status: PUBLISHED Disclosure Categories Rule 15c212 Disclosure Annual Financial Information and Operating Data: Annual Financial Information

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How to fill out continuing disclosure agreement

01

Obtain a copy of the continuing disclosure agreement form from the appropriate regulatory body or issuer.

02

Fill out all required fields on the form, including your name, contact information, and any relevant bond information.

03

Review the terms of the agreement carefully to ensure you understand your obligations as a party to the agreement.

04

Sign and date the agreement where indicated to indicate your acceptance of its terms and conditions.

05

Submit the completed agreement to the appropriate regulatory body or issuer by the specified deadline.

Who needs continuing disclosure agreement?

01

Any entity that has issued municipal securities subject to continuing disclosure requirements needs to fill out a continuing disclosure agreement.

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What is continuing disclosure agreement?

A continuing disclosure agreement is a legally binding agreement between a municipal issuer of securities and the Municipal Securities Rulemaking Board (MSRB) and the United States Securities and Exchange Commission (SEC) to provide ongoing financial and operating information to the market.

Who is required to file continuing disclosure agreement?

Municipal issuers of securities are required to file continuing disclosure agreements.

How to fill out continuing disclosure agreement?

Continuing disclosure agreements can typically be filled out electronically through the Electronic Municipal Market Access (EMMA) system.

What is the purpose of continuing disclosure agreement?

The purpose of continuing disclosure agreements is to ensure that investors have access to timely and accurate information about the financial condition of municipal issuers.

What information must be reported on continuing disclosure agreement?

Information such as annual financial statements, audited financial statements, operating data, bond calls, and other material event notices must be reported on continuing disclosure agreements.

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