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NASDAQ PHLOX LLC LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054491008 TO:Nasdaq PHLOX LLC c/o Department of Enforcement Financial Industry Regulatory Authority (FINRA’RE:Wedbush Securities

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What is nasdaq phlx llc co?

Nasdaq PHLX LLC Co is a subsidiary of Nasdaq Inc. that operates as a stock exchange.

Who is required to file nasdaq phlx llc co?

Any company that is listed on the Nasdaq PHLX exchange is required to file Nasdaq PHLX LLC Co.

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Nasdaq PHLX LLC Co can be filled out online through the Nasdaq website or through a designated filing system.

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The purpose of Nasdaq PHLX LLC Co is to provide financial information and maintain compliance with exchange regulations.

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Information such as financial statements, shareholder information, and regulatory compliance must be reported on Nasdaq PHLX LLC Co.

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