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NASDAQ PHLOX LLC LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060117905 TO:Nasdaq Phlox LLC c/o Department of Enforcement RE:Dash Financial Technologies LLC, Respondent BrokerDealer CRD No. 104031Phlx
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NASDAQ PHLX LLC Co is a trading platform, operated by Nasdaq, that specializes in options trading.
The members of NASDAQ PHLX LLC are required to file the necessary forms.
NASDQ PHLX LLC Co forms can be filled out online through the Nasdaq website.
The purpose of NASDAQ PHLX LLC Co filing is to report trading activities and comply with regulatory requirements.
Information such as trading volume, transactions, and member details must be reported on NASDAQ PHLX LLC Co forms.
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