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SECURITIES AND FUTURES ACT (CAP. 289)FORMSECURITIES AND FUTURES (TRADE REPOSITORIES) REGULATIONS 20131REGULATION 6 APPLICATION FOR A TRADE REPOSITORY License OR A FOREIGN TRADE REPOSITORY LICENCEExplanatory

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What is no s 460 securities?

No S-460 securities refer to Securities and Exchange Commission (SEC) form S-460 which is used for reporting information on securities holdings of institutional investment managers.

Who is required to file no s 460 securities?

Institutional investment managers who meet certain criteria set by the SEC are required to file Form S-460 securities.

How to fill out no s 460 securities?

Form S-460 securities can be filled out electronically using the SEC's EDGAR system.

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The purpose of Form S-460 securities is to provide transparency and disclosure of securities holdings by institutional investment managers.

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Information such as the name and address of the investment manager, the type and amount of securities held, and other relevant details must be reported on Form S-460 securities.

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