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16Page 1 of 59Office of the City ManagerPUBLIC HEARING
June 1, 2021,
To:Honorable Mayor and Members of the City Councilor:Dee WilliamsRidley, City ManagerSubmitted by: Jordan Klein, Director, Planning
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What is of 4 - form?
The Form 4 is a document filed with the Securities and Exchange Commission (SEC) to report transactions involving company insiders.
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Company insiders such as directors, officers, and beneficial owners of more than 10% of a company's stock are required to file Form 4.
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Form 4 must be filled out electronically on the SEC's EDGAR system, with the required information about the transaction and the insider.
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The purpose of Form 4 is to provide transparency about transactions involving company insiders and to prevent insider trading.
What information must be reported on of 4 - form?
Form 4 requires the reporting of the date of the transaction, the nature of the transaction, the number of shares transacted, and the insider's relationship to the company.
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