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SEC42/c2.23mMATRICULATION AND SECONDARY EDUCATION CERTIFICATE EXAMINATIONS BOARD SECONDARY EDUCATION CERTIFICATE LEVEL 2023 MAIN SESSION SUBJECT: PAPER NUMBER: DATE: TIME:Retail Controlled Unit 2

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English - SEC preventive refers to the requirement of the Securities and Exchange Commission (SEC) to take measures in order to prevent possible violations of securities laws.

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All entities or individuals regulated by the SEC are required to file English - SEC preventive.

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The purpose of English - SEC preventive is to ensure that entities and individuals comply with securities laws and regulations, thereby maintaining transparency and integrity in the financial markets.

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English - SEC preventive typically requires information about the entity or individual's financial activities, investments, and compliance measures.

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