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SECURITIES AND EXCHANGE COMMISSION SEC FORM 17C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER 1. 25 January 2023 Date of Report (Date of the earliest
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The Securities and Exchange Commission (SEC) is a U.S. government agency that regulates the securities markets and protects investors by enforcing securities laws.
Publicly traded companies, certain investment funds, and companies that have more than 500 shareholders are required to file with the SEC.
Filing with the SEC typically involves completing forms such as Form 10-K, Form 10-Q, or Form S-1 using the SEC's EDGAR online system. Companies must ensure that disclosures are accurate and comply with SEC regulations.
The purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Companies must report financial performance, executive compensation, risk factors, management discussion, and any material events that could impact the company's financial health.
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