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August 15, 2022, via electronic mail SECURITIES AND EXCHANGE COMMISSION Secretariat Building, PICC Complex, Rojas Boulevard, Pasty City, 1307ATTENTION:DIR. VICENTE GRACIANO P. FELIZMENIO JR. Markets
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Obtain the necessary forms: Form ID, Form D, Form ADV, etc.
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Any company or individual that is engaged in selling securities or providing investment advice in the United States needs to register with the Securities and Exchange Commission.
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The Securities and Exchange Commission (SEC) is a government agency responsible for regulating the securities industry.
Companies issuing securities or anyone holding a significant amount of company shares are required to file with the SEC.
SEC forms can be filled out electronically through the SEC's online filing system or submitted in paper form.
The SEC's main purpose is to protect investors by maintaining fair and efficient markets.
Companies must report financial information, share ownership, and other relevant data to the SEC.
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