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NASDAQ PHLOX LLC LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019.10.0065 TO:Nasdaq PHLOX LLC Phlox Enforcement Department RE:Instinct, LLC Member Firm CRD No. 7897Pursuant to Rule 9216 of the Nasdaq

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What is nasdaq phlx llc letter?

The NASDAQ PHLX LLC letter is a document that securities firms are required to file with the NASDAQ Stock Market.

Who is required to file nasdaq phlx llc letter?

Securities firms are required to file the NASDAQ PHLX LLC letter.

How to fill out nasdaq phlx llc letter?

The NASDAQ PHLX LLC letter can be filled out online through the NASDAQ Stock Market's reporting portal.

What is the purpose of nasdaq phlx llc letter?

The purpose of the NASDAQ PHLX LLC letter is to report certain information to the NASDAQ Stock Market.

What information must be reported on nasdaq phlx llc letter?

The NASDAQ PHLX LLC letter must report information about the firm's activities and compliance with NASDAQ rules.

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